NASD Licenses? Like Series 7?
Anyone have any licenses such as the Series 7, 63, 65? Is it necessary? Thanks.
Anyone have any licenses such as the Series 7, 63, 65? Is it necessary? Thanks.
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if you want to interface with a U.S. client, or quote the price of most assets, you need at least a 7/63.
some markets, like FX, aren't regulated, so they don't require you to have anything.
others, like eq, eq deriv, structured prods, and debt require you to be a registered rep.
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